Regulations

Forms

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Published Date: 1 Jan 1970

Form 1B - Declaration (Supplement to Notification of Change of CMSL or CMSRL)

Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 6D - Submission of Identity and Any Other Subsequent Changes of Persons who Effectively Direct the Business and Operations

Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 7 - Notification for the Withdrawal of a Collective Investment Scheme ("CIS")

Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 10A - Application for Exemption from Holding a Capital Markets Services Licence to Provide Investment Advice Upon Client's Request

Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 10B - Application for Exemption from Holding a Capital Markets Services Representative Licence to Provide Investment Advice Upon Client's Request

Licensing, Authorisation And Registration | Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 10C - Annual Report for Persons whom Have Been Granted Exemption to Provide Investment Advice Upon Client's Request by Virtue of Form 10

Licensing, Authorisation And Registration | Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 11 - Application for Authorisation of a Compliance Officer

Licensing, Authorisation And Registration | Licensing, Authorisation And Registration

Forms

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Published Date: 1 Jan 1970

Form 13 - Notification for Outsourcing of Important Operational Functions of a Holder of a Capital Markets Services Licence (CMSL)

Licensing, Authorisation And Registration | Licensing, Authorisation And Registration

Regulations

FinTech

General

Credit Bureau

Finance Providers

Money Services

Finance Companies

Currency

Financial Intelligence

Banks

Capital Market

Collateral Registry

Takaful and Insurance

Payment Systems

RIBC